Bundle Agent #8 — 13 Tools, Deploy Today

Financial Advisory Bundle Agent

Maya conducts discovery conversations with prospects, qualifies them with structured scoring, matches products from your actual catalog, collects documents, and delivers a complete fact-find — before the advisor commits a single hour.

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The Problem

What prospect qualification still looks like without this bundle

29% of wealth managers are losing high-net-worth prospects in the first 90 days. The discovery call eats the advisor's time, the onboarding drags across weeks of email and PDF forms, and unqualified prospects consume hours before anyone realizes they are not a fit.

Discovery Calls Eat Advisor Time

The initial consultation takes 30–60 minutes of the advisor's time per prospect. Financial goals, current situation, risk tolerance, existing holdings, insurance coverage — all collected in a phone call or Zoom that the advisor conducts personally. Ten prospects per week means 5–10 hours of discovery before a single recommendation is made.

Onboarding Takes Months

29% of wealth management firms take three months or more to onboard a new client. The first 30 days — the period that determines whether all that expertise gets applied — is held together with email threads and PDF forms. Documents are requested one at a time, chased individually, and tracked in a spreadsheet.

No Structured Qualification

The advisor decides whether a prospect is a good fit based on gut feeling during a phone call. No scoring. No structured criteria. No documented reasoning. Unqualified prospects consume hours of advisor time before the practice realizes the fit is wrong — wrong asset level, wrong product need, wrong timeline.

Product Matching Is Manual

The advisor knows the product catalog from experience. But matching a prospect's specific situation to the right product combination requires reviewing multiple options across the firm's range. New advisors struggle with product knowledge. Senior advisors carry the knowledge in their heads — it leaves when they do.


Pre-Built Workflow

What Maya does instead

A prospect visits the advisor's website or opens a shared link. Maya handles the entire discovery process and delivers a qualified, documented fact-find with product recommendations before the advisor's first meeting.

1
Initial Discovery Prospect visits the advisor's website or opens a link. Maya greets them and asks about their financial goals — retirement planning, wealth accumulation, estate planning, insurance needs, education funding. Each answer drives the next question.
2
Situation Assessment Maya collects the prospect's current financial situation through conversation: income, existing investments, insurance coverage, liabilities, risk tolerance, time horizon. Questions are adapted based on the goal identified in step 1 — retirement gets different questions than estate planning.
3
Product Matching from Catalog Maya searches the advisor's product catalog in RAG — fund options, insurance products, fee schedules, minimum investment thresholds, risk profiles. Recommends 2–3 suitable products based on the prospect's stated goals, situation, and risk tolerance. Not generic advice — the advisor's own product range.
4
Qualification and Document Collection Maya scores the prospect Hot/Warm/Cold with structured reasoning. Collects identity documents, existing statements, and tax returns through the widget. Tracks what has been received and what is outstanding. Generates an engagement letter from the advisor's template.
Complete Fact-Find Delivered Advisor receives: structured fact-find with financial goals, current situation, risk profile, 2–3 product recommendations from the firm's catalog, qualification score with reasoning, collected documents, and signed engagement letter. First meeting starts with a prepared client — not a blank page.

Three Layers Working Together

Avatar + Knowledge + Tools — the killer feature

Maya does not give generic financial guidance. She searches your firm's actual product catalog, fee schedules, compliance scripts, and onboarding requirements — and uses them in a face-to-face conversation with the prospect.

Discovery Conversation with Product Intelligence

Your firm's product catalog, fee schedules, regulatory compliance scripts, minimum investment thresholds, risk profiles, client onboarding checklist, and engagement letter templates are loaded into the knowledge base. A prospect opens a link on their phone. Maya appears face-to-face and asks about their financial goals. The prospect says they want to plan for retirement in 15 years with a moderate risk tolerance. Maya asks follow-up questions about current income, existing investments, and insurance coverage. Then Maya searches the firm's product catalog and presents two fund options and one insurance product that match the prospect's profile. The prospect asks about fees — Maya answers from the firm's actual fee schedule. Maya scores the prospect as Hot, collects identity documents, generates the engagement letter, and sends for e-signature. The advisor opens the file and sees a complete fact-find with product recommendations, qualification score, and signed engagement letter — ready for the first substantive meeting.

With Avatar

  • Maya appears face-to-face on the prospect's phone or desktop
  • Conducts the discovery conversation with goal-adapted questions
  • Answers questions about products and fees from the firm's actual catalog
  • Presents product recommendations during the conversation
  • Collects documents and identity verification while talking
  • Available as widget on the advisor's website, shared link, or referral link

Straight Workflow (No Avatar)

  • Same discovery questions, same product matching, same qualification — no video layer
  • Prospects interact via text chat or structured intake forms
  • Results delivered via API, webhook, or CRM integration
  • Lower cost per prospect — suitable for high-volume advisory practices
  • Document collection and engagement letters work identically
  • Compliance tracking and follow-up sequences run automatically
Learn about one-way, two-way, and straight workflow modes →

Use Cases

Three scenarios — from an advisor's perspective

Each scenario shows a real situation, what Maya does, and the structured output the practice receives.

Independent Financial Advisor — Solo Practice

20 inbound prospects per month, 6 become clients

  • Maya handles every website inquiry and referral link
  • Conducts full discovery: goals, situation, risk tolerance, time horizon
  • Matches products from the advisor's catalog via RAG
  • Scores each prospect Hot/Warm/Cold with documented reasoning
  • Collects documents and generates engagement letter
  • Advisor only meets prospects who are qualified and documented
Output: 6 qualified clients with signed engagement letters, complete fact-finds, and product recommendations. 14 unqualified prospects handled without advisor time. 10–15 hours of discovery calls eliminated per month.
Multi-Advisor Firm — 4 Advisors, Shared Intake

Different advisors specialize in different product areas

  • Each advisor's product expertise and client profile loaded in RAG
  • Maya identifies the prospect's primary need and routes to the right advisor
  • Product recommendations come from the specialist's product range
  • Engagement letter uses the correct advisor's template and fee schedule
  • One firm license, four separate advisor streams
Output: Per-advisor intake packages with specialist-appropriate product recommendations. Firm-level summary of new prospects, conversion rates, and pipeline value across all four advisors.
Advisor Certification Testing

3 new advisors joining the practice this quarter

  • Product knowledge assessment sourced from the firm's own catalog via RAG
  • Each new advisor tested on the products they will recommend to clients
  • Scores product knowledge 0–100 across the firm's product categories
  • Identifies knowledge gaps and generates targeted study recommendations
  • Retestable — run the assessment again after training
Output: Per-advisor knowledge assessment report with scores by product category, identified gaps, and recommended study areas. Firm compliance records showing each advisor's product competency.

Tools in This Bundle

13 tools — all live, all included

Every tool in this bundle is built, tested, and running in production. These are the capabilities Maya uses when you deploy the Financial Advisory bundle.

13 TOOLS • ALL LIVE
Qualify ProspectHot/Warm/Cold scoring with structured reasoning
Intake QuestionsGoal-adapted discovery questions for financial prospects
Intake SummaryStructured fact-find from the discovery conversation
Knowledge Base SearchSearch product catalog, fees, compliance scripts, onboarding checklists
Knowledge AssessmentTest advisor product knowledge from the firm's own catalog
Extract RequirementsPull terms and conditions from financial documents
Summarize DocumentSummarize prospectuses, statements, and policy documents
Contract GeneratorEngagement letters from the firm's templates
Document CollectionCollect and track identity docs, statements, tax returns
Compliance TrackerMonitor document completion per prospect
E-SignatureSend engagement letters for electronic signature
Web SearchReal-time market data, company news, regulatory updates
Social Profile Scan6-platform scan for prospect background verification
Explore the full 56-tool catalog →

How This Compares

Manual discovery vs. this bundle

CRM tools store client data after you collect it. This bundle collects the data, qualifies the prospect, matches products, and delivers a complete fact-find before the advisor opens the file.

Manual / Separate Tools

  • Advisor conducts discovery call — 30–60 minutes per prospect
  • Financial situation captured in handwritten notes or CRM free text
  • Product matching done from memory or manual catalog review
  • No structured qualification — gut feeling on prospect fit
  • Documents requested by email, chased individually
  • Engagement letter drafted manually, signed via post or email
  • Onboarding takes 3+ months at 29% of wealth management firms
VS

Financial Advisory Bundle Agent

  • Maya conducts full discovery conversationally — 24/7, any device
  • Structured fact-find with goal-adapted fields and risk profile
  • Product recommendations matched from the firm's actual catalog via RAG
  • Hot/Warm/Cold scoring with documented reasoning
  • Documents collected through the widget, tracked automatically
  • Engagement letter generated from template, sent for e-signature
  • Optional face-to-face avatar for a personal discovery experience
See how we compare to Beam AI across all industries →

12 Industry Bundles

See all bundle agents

Each industry gets a pre-built agent with tools selected for that workflow. Pick the bundle for your industry and deploy.

HR / Hiring 20+ tools Real Estate 14 tools Legal 12 tools Healthcare 11 tools Insurance 15 tools Property Management 15 tools Financial Advisory 13 tools Education 15 tools Travel Agency 11 tools BPO Training 10+ tools BPO Collections 8+ tools BPO Help Desk 8+ tools

Ready to deploy the Financial Advisory bundle?

Stop spending 30–60 minutes per discovery call. Let Maya qualify prospects, match products from your catalog, and deliver complete fact-finds before the first meeting.

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The Financial Advisory Bundle Agent is a pre-built AI workflow for financial advisors, wealth managers, and advisory practices handling prospect qualification and client onboarding. Maya conducts discovery conversations adapted to the prospect's stated financial goals — retirement planning, wealth accumulation, estate planning, insurance needs, or education funding. The workflow collects current financial situation through conversation including income, existing investments, insurance coverage, liabilities, risk tolerance, and time horizon. Maya searches the advisor's product catalog loaded into the knowledge base — fund options, insurance products, fee schedules, minimum investment thresholds, and risk profiles — and recommends 2–3 suitable products matched to the prospect's specific situation. Prospects are scored Hot, Warm, or Cold with structured reasoning documented in the fact-find. The bundle collects identity documents, existing statements, and tax returns through the widget, tracks document completion, generates engagement letters from the firm's templates, and sends for electronic signature. For multi-advisor firms, each advisor's product expertise and client profile can be loaded separately in RAG with automatic routing to the correct specialist. The advisor certification testing workflow assesses new advisor product knowledge sourced from the firm's own catalog, scores 0–100 by product category, and identifies knowledge gaps. The bundle includes 13 tools covering prospect qualification, intake questions, intake summaries, knowledge base search, knowledge assessment, requirement extraction, document summarization, contract generation, document collection, compliance tracking, e-signature, web search, and social profile scanning. The optional two-way video avatar layer enables face-to-face discovery conversations. Available in 30 languages with pay-as-you-go pricing. Business and deployment partner licenses available.